Your privacy is important to us.
At Lyons Resources, your privacy is important to us. As a financial advisor affiliated with LPL Financial, and regulated by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA), we are committed to safeguarding your personal information and maintaining your trust.
This Privacy Policy describes how we collect, use, and protect your information.
Information We Collect
We collect non-public personal information about you from various sources, including:
- Information from consumer reporting agencies (e.g., creditworthiness, credit history)
- Information you provide on applications or other forms (e.g., name, address, Social Security number, income, net worth)
- Information about your transactions with us or others (e.g., account balances, transaction history, investment holdings)
How We Use Your Information
We use your information to:
- Provide financial advice and investment services
- Process transactions and manage your account(s)
- Respond to your inquiries and requests
- Meet regulatory and legal requirements
We do not sell your personal information to anyone.
Information We Share
We may disclose your personal information to:
- LPL Financial, our broker-dealer and custodian, for the purpose of servicing your account
- Third-party service providers who assist in the delivery of services (e.g., data processing, compliance support)
- Regulators and legal authorities, as required by law or regulation
All third parties are required to maintain the confidentiality of your information and use it only for the intended purpose.
How We Protect Your Information
We maintain physical, electronic, and procedural safeguards to protect your personal information. These include:
- Ongoing employee training on data privacy and protection
- Restricted access to your information to only those employees who need it to provide services
- Secure systems and data encryption where appropriate
Your Rights and Choices
You may contact us at any time to:
- Review or correct your personal information
- Opt out of certain information-sharing practices (subject to regulatory requirements)
- Ask questions about our privacy practices
Please note that opting out of sharing with certain service providers may limit our ability to serve you.
Affiliation with LPL Financial
Lyons Resources is a separate entity from LPL Financial. Securities and advisory services are offered through LPL Financial, a registered investment advisor and broker-dealer, member FINRA/SIPC.
LPL Financial’s own privacy policy is available at:
👉 https://www.lpl.com/disclosures/privacy-policy.html the confidentiality of your information and use it only for the intended purpose.
Updates to This Policy
We may update this Privacy Policy from time to time. When we do, we will post the revised version on our website with the effective date. You will also receive a copy annually as required by law.
Contact Us
If you have any questions or concerns about this Privacy Policy or our data practices, please email us.